0001193125-16-597602.txt : 20160520 0001193125-16-597602.hdr.sgml : 20160520 20160520160618 ACCESSION NUMBER: 0001193125-16-597602 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 161666236 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 8-K 1 d148096d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

May 18, 2016

Date of Report (date of earliest event reported)

 

 

INTEVAC, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

State of Delaware   0-26946   94-3125814

(State or other jurisdiction

of incorporation or organization)

  

(Commission

File Number)

  

(IRS Employer

Identification Number)

3560 Bassett Street

Santa Clara, CA 95054

(Address of principal executive offices)

(408) 986-9888

(Registrant’s telephone number, including area code)

N/A

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

The matters voted upon at Intevac’s Annual Meeting held on May 18, 2016 and the results of such voting are set forth below:

 

                          Abstentions  
     Affirmative      Negative      Votes      and Broker  
     Votes      Votes      Withheld      Non-Votes  

Proposal 1: Election of Directors

            

Norman H. Pond

      15,784,612         N/A         101,171         3,232,097   

Wendell T. Blonigan

      15,772,903         N/A         112,880         3,232,097   

James D. Benham

      15,791,679         N/A         94,104         3,232,097   

Matthew A. Drapkin

      15,779,521         N/A         106,262         3,232,097   

David S. Dury

      15,772,488         N/A         113,295         3,232,097   

Marc T. Giles

      15,779,521         N/A         106,262         3,232,097   

Thomas M. Rohrs

      15,775,362         N/A         110,421         3,232,097   

John F. Schaefer

      15,770,763         N/A         115,020         3,232,097   

All director nominees were duly elected.

 

                          Abstentions  
     Affirmative      Negative      Votes      and Broker  
     Votes      Votes      Withheld      Non-Votes  

Proposal 2: Proposal to approve an amendment to the Intevac 2003 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 300,000 shares

      15,847,329         11,368         —           3,259,183   

Proposal 2 was approved.

 

                          Abstentions  
     Affirmative      Negative      Votes      and Broker  
     Votes      Votes      Withheld      Non-Votes  

Proposal 3: Proposal to approve an amendment to the Intevac 2012 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,500,000 shares

      15,084,596         784,392         —           3,248,892   

Proposal 3 was approved.

 

                          Abstentions  
     Affirmative      Negative      Votes      and Broker  
     Votes      Votes      Withheld      Non-Votes  

Proposal 4: Burr Pilger Mayer, Inc. as independent public accountants for the fiscal year ending December 31, 2016

      18,882,151         20,261         —           215,468   

Proposal 4 was approved.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

            INTEVAC, INC.
Date: May 20, 2016    

/s/ JAMES MONIZ

    James Moniz
    Executive Vice President, Finance and Administration,
    Chief Financial Officer, Treasurer and Secretary