Form 8-K

INTEVAC, INC.

Date: June 8, 2015

/s/ JAMES MONIZ

James Moniz

Executive Vice President, Finance and Administration, Chief Financial Officer, Treasurer and Secretary

0001193125-15-216334.txt : 20150608 0001193125-15-216334.hdr.sgml : 20150608 20150608160533 ACCESSION NUMBER: 0001193125-15-216334 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150604 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150608 DATE AS OF CHANGE: 20150608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 15918547 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 8-K 1 d938968d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

June 4, 2015

Date of Report (date of earliest event reported)

INTEVAC, INC.

(Exact name of Registrant as specified in its charter)

State of Delaware

0-26946

94-3125814

(State or other jurisdiction of

incorporation or organization)

(Commission

File Number)

(IRS Employer

Identification Number)

3560 Bassett Street

Santa Clara, CA 95054

(Address of principal executive offices)

(408) 986-9888

(Registrant’s telephone number, including area code)

N/A

(Former name or former address if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07.

Submission of Matters to a Vote of Security Holders.

The matters voted upon at Intevac’s Annual Meeting held on June 4, 2015 and the results of such voting are set forth below:


	Affirmative Votes		Negative Votes	Votes Withheld		Abstentions and Broker Non-Votes

Proposal 1: Election of Directors
Norman H. Pond		19,141,224	N/A		156,040		3,320,937
Wendell T. Blonigan		19,150,424	N/A		146,840		3,320,937
James D. Benham		19,181,007	N/A		116,257		3,320,937
Matthew A. Drapkin		19,173,205	N/A		124,059		3,320,937
David S. Dury		19,084,709	N/A		212,555		3,320,937
Marc T. Giles		19,092,881	N/A		204,383		3,320,937
Thomas M. Rohrs		19,071,864	N/A		225,400		3,320,937
John F. Schaefer		19,082,449	N/A		214,815		3,320,937

All director nominees were duly elected.


	Affirmative Votes		Negative Votes		Votes Withheld		Abstentions and Broker Non-Votes

Proposal 2: Proposal to approve an amendment to the Intevac 2003 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 300,000 shares		19,165,386		70,763		—		3,382,052

Proposal 2 was approved.


	Affirmative Votes		Negative Votes		Votes Withheld		Abstentions and Broker Non-Votes

Proposal 3: Ratification of Grant Thornton LLP as independent public accountants for the fiscal year ending January 2, 2016		22,558,917		54,652		—		4,632

Proposal 3 was approved.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.