0000899243-16-020718.txt : 20160523
0000899243-16-020718.hdr.sgml : 20160523
20160523174750
ACCESSION NUMBER: 0000899243-16-020718
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160519
FILED AS OF DATE: 20160523
DATE AS OF CHANGE: 20160523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 161670267
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-19
0
0001001902
INTEVAC INC
IVAC
0001458693
Drapkin Matthew A
10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
1
0
0
0
Common Stock
779801
I
See footnotes
Common Stock
7000
D
Non-Qualified Stock Options
4.80
2016-05-19
4
A
0
13000
0.00
A
2017-05-19
2023-05-19
Common Stock
13000
58000
D
Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("Northern Right QP").
Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. ("Northern Right Management") (of which Mr. Drapkin is a limited partner), and Northern Right Management is the general partner of, and investment manager for, Northern Right QP. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
Represents 7,000 Restricted Stock Units that vested in full on May 15, 2015.
In connection with Mr. Drapkin's reelection to the Board of Directors of the Issuer, the Issuer granted these options to Mr. Drapkin. This option grant will vest in full on May 19, 2017.
/s/ Matthew A. Drapkin
2016-05-23