0000899243-15-008124.txt : 20151113
0000899243-15-008124.hdr.sgml : 20151113
20151113163224
ACCESSION NUMBER: 0000899243-15-008124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Steven R
CENTRAL INDEX KEY: 0001349005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229557
MAIL ADDRESS:
STREET 1: 5525 NAKOMA DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BC Advisors LLC
CENTRAL INDEX KEY: 0001349003
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229558
BUSINESS ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (214) 756-6016
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Drapkin Partners SLV, Ltd.
CENTRAL INDEX KEY: 0001657252
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229559
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 2147566016
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Right Capital (QP), L.P.
CENTRAL INDEX KEY: 0001451722
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229560
BUSINESS ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: (203) 951-6084
MAIL ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
FORMER NAME:
FORMER CONFORMED NAME: BECKER DRAPKIN PARTNERS (QP), L.P.
DATE OF NAME CHANGE: 20100820
FORMER NAME:
FORMER CONFORMED NAME: SRB GREENWAY OPPORTUNITY FUND (QP) LP
DATE OF NAME CHANGE: 20081209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229561
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Right Capital Management, L.P.
CENTRAL INDEX KEY: 0001346543
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151229562
BUSINESS ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: (203) 951-6084
MAIL ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
FORMER NAME:
FORMER CONFORMED NAME: Becker Drapkin Management, L.P.
DATE OF NAME CHANGE: 20100824
FORMER NAME:
FORMER CONFORMED NAME: SRB Management, L.P.
DATE OF NAME CHANGE: 20051209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-12
0
0001001902
INTEVAC INC
IVAC
0001346543
Northern Right Capital Management, L.P.
10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
1
0
0
1
Member of a 13D 10% group
0001458693
Drapkin Matthew A
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P. 10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
1
0
0
1
Member of a 13D 10% group
0001451722
Northern Right Capital (QP), L.P.
10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
0
0
0
1
Member of a 13D 10% group
0001657252
Becker Drapkin Partners SLV, Ltd.
10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
0
0
0
1
Member of a 13D 10% group
0001349003
BC Advisors LLC
10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
0
0
0
1
Member of a 13D 10% group
0001349005
Becker Steven R
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P. 500 CRESCENT COURT, SUITE 230
DALLAS
TX
75201
0
0
0
1
Member of a 13D 10% group
Common Stock
2015-11-12
4
S
0
1128605
4.98
D
0
I
See footnotes
Common Stock
2015-11-12
4
S
0
354566
4.98
D
0
I
See footnotes
Common Stock
779801
I
See footnotes
Non-Qualified Stock Options
5.62
2016-06-04
2022-06-04
Common Stock
13000
13000
D
Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV").
Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. ("NRC Management").
Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("NRC QP").
Represents shares sold to the Issuer pursuant to a Share Purchase Agreement by and among BD SLV, NRC Management and the Issuer, dated as of November 12, 2015.
Mr. Becker and Mr. Drapkin may be deemed to beneficially own such Common Stock as each is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which each of Mr. Becker and Mr. Drapkin is a limited partner), and NRC Management is the general partner of, and investment manager for, NRC QP, and the investment manager of each of BD SLV and the Managed Account. Each of Mr. Becker and Mr. Drapkin disclaim beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
In connection with Mr. Drapkin's reelection to the Board of Directors of the Issuer, the Issuer granted these options to Mr. Drapkin. This option grant will vest in full on June 4, 2016.
This filing constitutes an "exit filing" for the Reporting Owners other than Mr. Drapkin, as they are no longer members of a 13D 10% group.
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P., By: BC Advisors, LLC, its general partner, By: /s/ Matthew A. Drapkin., Name: Matthew A. Drapkin, Title: Authorized Signatory, By: /s/ Steven R. Becker, Name: Steve R. Becker, Title: Authorized Signatory
2015-11-13
NORTHERN RIGHT CAPITAL (QP), L.P., By: Northern Right Capital Management, L.P., its general partner, By: BC Advisors, LLC, its general partner, By: /s/ Matthew A. Drapkin., Name: Matthew A. Drapkin, Title: Authorized Signatory
2015-11-13
BECKER DRAPKIN PARTNERS SLV, LTD., By: Northern Right Capital Management, L.P., its investment manager, By: BC Advisors, LLC, its general partner, By: /s/ Matthew A. Drapkin., Name: Matthew A. Drapkin, Title: Authorized Signatory, By: /s/ Steven R. Becker
2015-11-13
BC ADVISORS, LLC, By: /s/ Matthew A. Drapkin., Name: Matthew A. Drapkin, Title: Authorized Signatory, By: /s/ Steven R. Becker, Name: Steve R. Becker, Title: Authorized Signatory
2015-11-13
MATTHEW A. DRAPKIN, /s/ Matthew A. Drapkin.
2015-11-13
STEVEN R. BECKER, /s/ Steven R. Becker
2015-11-13