0001437749-15-018595.txt : 20151020 0001437749-15-018595.hdr.sgml : 20151020 20151020122915 ACCESSION NUMBER: 0001437749-15-018595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151019 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIL FRANKLIN E CENTRAL INDEX KEY: 0001001719 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] STATE OF INCORPORATION: CO FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 151165917 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81303 4 1 rdgdoc.xml FECF410192015 X0306 4 2015-10-19 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001001719 CRAIL FRANKLIN E 265 TURNER DRIVE DURANGO CO 81303 1 1 1 President / Chairman BOD Common 2015-10-19 4 S 0 5000 11.2606 D 490803 D Common 91200 I by 401k(plan) This transaction was executed in multiple trades at prices ranging from $11.20 to $11.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Franklin E. Crail 2015-10-19