UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 


FORM 8-K
 

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): April 3, 2024
 


RILEY EXPLORATION PERMIAN, INC.
 
(Exact name of Registrant as specified in its charter)
 


Delaware
1-15555
87-0267438
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

29 E. Reno Avenue, Suite 500, Oklahoma City, OK
 
73104
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code (405) 415-8677



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common Stock, $0.001 par value
 
REPX
 
NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17CFR §240.12b-2).
 
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 


Item 7.01.
Regulation FD Disclosure.
 
On April 3, 2024, Riley Exploration Permian, Inc. (the “Company”) issued a press release announcing the commencement of an offering of an aggregate of 2,100,000 shares of the Company’s common stock, par value $0.001 per share, which includes 700,000 shares offered by the Company and 1,400,000 shares offered by certain of the Company’s stockholders (the “Selling Stockholders”) (the “Offering”). The Company and the Selling Stockholders intend to grant the underwriters a 30-day option to purchase up to an additional 315,000 shares of common stock in the Offering.
 
A copy of the press release for the Offering is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section, nor shall they be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act.

This Current Report on Form 8-K (and the exhibit attached hereto) does not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of any securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. Any offers, solicitations or offers to buy, or any sales of securities will be made in accordance with the registration requirements of the Securities Act.
 
Item 9.01.
Financial Statements and Exhibits.
 
(d) Exhibits.
 
Exhibit
No.
 
Description
     
99.1
 
Common Stock Offering Press Release issued by Riley Exploration Permian, Inc. on April 3, 2024


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: April 3, 2024
RILEY EXPLORATION PERMIAN, INC.
     
 
By
/s/ Philip Riley
   
 Philip Riley
   
Chief Financial Officer