4 1 a2064850z4.txt FORM 4
-------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL -------- ----------------------------- / / CHECK THIS BOX IF NO STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287 LONGER SUBJECT TO EXPIRES: DECEMBER 31, 2001 SECTION 16. FORM 4 OR Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, ESTIMATED AVERAGE BURDEN FORM 5 OBLIGATIONS MAY Section 17(a) of the Public Utility Holding Company Act of 1935 or HOURS PER RESPONSE .... 0.5 CONTINUE. SEE Section 30(f) of the Investment Company Act of 1940 ----------------------------- INSTRUCTION 1(b). (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) CALTHORPE, SIR EUAN HTTP TECHNOLOGY, INC. (HTTP) to Issuer (Check all applicable) X Director X 10% Owner ---- ---- --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below C/O HTTP TECHNOLOGY, INC. Person, if an entity OCTOBER 2001 ------------------------------------- 46 BERKELEY SQUARE (Voluntary) -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) --- LONDON, UNITED KINGDOM, W1J5AT Form filed by More than One Reporting Person --- ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ Month Indirect Owner- Year) (I) ship (Instr. 3 (Instr. 4) (Instr. 4) and 4) ------------------------------------------- (A) or Code V Amount (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.001 10/31/01 P 1,000 A $5.02 17,803,682 I (1) ------------------------------------------------------------------------------------------------------------------------------------ 10/31/01 P 1,000 A $4.89 I ------------------------------------------------------------------------------------------------------------------------------------ 10/31/01 P 2,500 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 10/16/01 P 3,500 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 10/12/01 P 500 A $5.68 I ------------------------------------------------------------------------------------------------------------------------------------ 10/12/01 P 1,000 A $5.44 I ------------------------------------------------------------------------------------------------------------------------------------ 10/11/01 P 4,750 A $5.44 I ------------------------------------------------------------------------------------------------------------------------------------ 10/10/01 P 1,000 A $5.44 I ------------------------------------------------------------------------------------------------------------------------------------ 10/09/01 P 4,000 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 10/08/01 P 5,500 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 10/5/01 P 3,000 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 10/5/01 P 500 A $5.76 I ------------------------------------------------------------------------------------------------------------------------------------ 10/4/01 P 500 A $5.87 I ------------------------------------------------------------------------------------------------------------------------------------ 10/4/01 P 100 A $5.67 I ------------------------------------------------------------------------------------------------------------------------------------ 10/4/01 P 1,500 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 10/1/01 P 500 A $5.78 I ------------------------------------------------------------------------------------------------------------------------------------ 9/27/01 P 500 A $5.68 I ------------------------------------------------------------------------------------------------------------------------------------ 9/27/01 P 500 A $5.78 I ------------------------------------------------------------------------------------------------------------------------------------ 9/25/01 P 300,000 A $5.25 I ------------------------------------------------------------------------------------------------------------------------------------ 9/25/01 P 500 A $5.68 I ------------------------------------------------------------------------------------------------------------------------------------ 9/24/01 P 2,500 A $5.46 I ------------------------------------------------------------------------------------------------------------------------------------ 9/24/01 P 1,000 A $5.56 I ------------------------------------------------------------------------------------------------------------------------------------ 9/19/01 P 1,500 A $5.51 I ------------------------------------------------------------------------------------------------------------------------------------ 9/17/01 P 2,000 A $5.72 I ------------------------------------------------------------------------------------------------------------------------------------ 9/17/01 P 1,000 A $5.88 I ------------------------------------------------------------------------------------------------------------------------------------ 9/17/01 P 17,332 A $6.23 I ------------------------------------------------------------------------------------------------------------------------------------ 9/4/01 P 4,320,000 A $5.19 I ------------------------------------------------------------------------------------------------------------------------------------ 6/24/01 P 146,000 A $6.50 I ------------------------------------------------------------------------------------------------------------------------------------ (1) These shares are owned by STG Holdings Plc. As a significant shareholder of STG Holdings, Plc, Sir Euan Calthorpe has the opportunity to profit or share in any profit derived from a transaction with respect to the shares held by STG Holdings, Plc, and also has the power to influence the way the shares of HTTP Technology, Inc. are voted by STG Holdings, Plc. ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). SEC 1474 (3-99)
FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- (Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex- Exercise Date (Instr. 8) quired (A) or Dis- piration Date Price of (Month/ posed of (D) (Month/Day/ Deriv- Day/ (Instr. 3, 4, and 5) Year) ative Year) Security -------------------- -------------------------------------- Date Expira- Exer- tion Code V (A) (D) cisable Date ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ 7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Nature lying Securities of of Deriv- ship of In- (Instr. 3 and 4) Deriv- ative Form direct ative Securi- of De- Bene- Secur- ties rivative ficial ity Bene- Secu- Own- (Instr. ficially rity: ership 5) Owned Direct (Instr. 4) at End (D) or Amount or of Indi- Title Number of Month rect (I) Shares (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Sir Evan Calthorpe 12/5/01 ----------------------------------- ----------- **Intentional misstatements or omissions of facts constitute **Signature of Reporting Person Date Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (3-99)