0001413160-15-000101.txt : 20151125 0001413160-15-000101.hdr.sgml : 20151125 20151125185945 ACCESSION NUMBER: 0001413160-15-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERICOM SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0001001426 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770254621 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1545 BARBER LANE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082329100 MAIL ADDRESS: STREET 1: 1545 BARBER LANE CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE HAU L CENTRAL INDEX KEY: 0001219079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27026 FILM NUMBER: 151257008 MAIL ADDRESS: STREET 1: 2380 BERING DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-11-24 1 0001001426 PERICOM SEMICONDUCTOR CORP PSEM 0001219079 LEE HAU L PERICOM SEMICONDUCTOR CORP. 1545 BARBER LANE MILPITAS CA 95035 1 0 0 1 Outside Director Common Stock 2015-11-24 4 D 0 22400.0 17.75 D 3050 D Common Stock 2015-11-24 4 D 0 800.0 17.75 D 2250 D Common Stock 2015-11-24 4 D 0 2250.0 17.75 D 0 D Non-Qualified Stock Option (right to buy) 6.73 2015-11-24 4 D 0 3000.0 17.75 D 2009-12-17 2018-12-17 Common Stock 3000 0 D Non-Qualified Stock Option (right to buy) 7.81 2015-11-24 4 D 0 4500.0 17.75 D 2012-12-09 2021-12-09 Common Stock 4500 0 D Non-Qualified Stock Option (right to buy) 7.87 2015-11-24 4 D 0 4500.0 17.75 D 2013-12-06 2022-12-06 Common Stock 4500 0 D Non-Qualified Stock Option (right to buy) 8.1 2015-11-24 4 D 0 6000.0 17.75 D 2005-12-14 2015-12-14 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 9.08 2015-11-24 4 D 0 4500.0 17.75 D 2014-12-05 2023-12-05 Common Stock 4500 0 D Non-Qualified Stock Option (right to buy) 10.71 2015-11-24 4 D 0 4500.0 17.75 D 2011-12-09 2020-12-09 Common Stock 4500 0 D Non-Qualified Stock Option (right to buy) 11.13 2015-11-24 4 D 0 3000.0 17.75 D 2010-12-11 2019-12-11 Common Stock 3000 0 D Non-Qualified Stock Option (right to buy) 11.91 2015-11-24 4 D 0 6000.0 17.75 D 2006-12-14 2016-12-14 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 13.1 2015-11-24 4 D 0 4500.0 17.75 D 2015-12-04 2024-12-04 Common Stock 4500 0 D Disposed of pursuant to the Agreement and Plan of Merger dated as of September 2, 2015, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of November 6, 2015 (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), by and among Diodes Incorporated, PSI Merger Sub, Inc. (a wholly owned subsidiary of Diodes) and Pericom Semiconductor Corporation (?Pericom?), whereby each share of Pericom common stock was canceled in exchange for $17.75 in cash, without interest. Pursuant to the Merger Agreement, each option to purchase common stock was canceled and paid in cash assuming an exercise price of $17.75. Pursuant to the Merger Agreement, this option to purchase common stock was assumed by Diodes in the Merger on the same terms and conditions regarding vesting and exercisability, and automatically converted into restricted stock units. Hau Lee 2015-11-25