0001413160-15-000095.txt : 20151125
0001413160-15-000095.hdr.sgml : 20151125
20151125175650
ACCESSION NUMBER: 0001413160-15-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151124
FILED AS OF DATE: 20151125
DATE AS OF CHANGE: 20151125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERICOM SEMICONDUCTOR CORP
CENTRAL INDEX KEY: 0001001426
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770254621
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1545 BARBER LANE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4082329100
MAIL ADDRESS:
STREET 1: 1545 BARBER LANE
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOPHIE MICHAEL J
CENTRAL INDEX KEY: 0001209534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27026
FILM NUMBER: 151256939
MAIL ADDRESS:
STREET 1: C/O UTSTARCOM INC.
STREET 2: 1275 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-11-24
1
0001001426
PERICOM SEMICONDUCTOR CORP
PSEM
0001209534
SOPHIE MICHAEL J
PERICOM SEMICONDUCTOR CORP.
1545 BARBER LANE
MILPITAS
CA
95035
1
0
0
1
Outside Director
Common Stock
2015-11-24
4
D
0
14900.0
17.75
D
2250
D
Common Stock
2015-11-24
4
D
0
2250.0
17.75
D
0
D
Non-Qualified Stock Option (right to buy)
10.71
2015-11-24
4
D
0
4500.0
17.75
D
2011-12-09
2020-12-09
Common Stock
4500
0
D
Non-Qualified Stock Option (right to buy)
11.13
2015-11-24
4
D
0
3000.0
17.75
D
2010-12-11
2019-12-11
Common Stock
3000
0
D
Non-Qualified Stock Option (right to buy)
14.57
2015-11-24
4
D
0
8000.0
17.75
D
2009-08-21
2018-08-21
Common Stock
8000
0
D
Disposed of pursuant to the Agreement and Plan of Merger dated as of September 2, 2015, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of November 6, 2015 (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), by and among Diodes Incorporated, PSI Merger Sub, Inc. (a wholly owned subsidiary of Diodes) and Pericom Semiconductor Corporation (?Pericom?), whereby each share of Pericom common stock was canceled in exchange for $17.75 in cash, without interest.
Pursuant to the Merger Agreement, this option to purchase common stock was assumed by Diodes in the Merger on the same terms and conditions regarding vesting and exercisability, and automatically converted into restricted stock units.
Pursuant to the Merger Agreement, each option to purchase common stock was canceled and paid in cash assuming an exercise price of $17.75.
Michael Sophie
2015-11-25