0001140361-14-023273.txt : 20140528
0001140361-14-023273.hdr.sgml : 20140528
20140528135346
ACCESSION NUMBER: 0001140361-14-023273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140401
FILED AS OF DATE: 20140528
DATE AS OF CHANGE: 20140528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rhino Resource Partners LP
CENTRAL INDEX KEY: 0001490630
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 272377517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
BUSINESS PHONE: (859) 389-6500
MAIL ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 14872171
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 14872172
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 14872173
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 14872174
BUSINESS ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
4
1
doc1.xml
FORM 4
X0306
4
2014-04-01
0
0001490630
Rhino Resource Partners LP
RNO
0001048462
WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE
SUITE 125
GREENWICH
CT
06830
1
0
1
0
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
1
0
1
0
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
SUITE 125
GREENWICH
CT
06830
0
0
1
0
Common Units
2014-04-01
4
J
0
508
D
28888
D
Common Units
6010265
I
See Footnotes
Common Units
486744
I
See Footnote
Common Units
140966
D
Common Units
599631
I
See Footnote
Effective as of April 1, 2014, Wexford Capital LP ("Wexford") made an in-kind distribution to Jay L. Maymudes of certain shares issued on October 4, 2013 for his service as director of Rhino GP LLC (the "GP"), the general partner of Rhino Resource Partners LP (the "Partnership"). The shares are 508 shares that vested on April 1, 2014 and were transferred for no consideration.
Under the Rhino Long-Term Incentive Plan (the "Plan"), on October 5, 2010, on behalf of the services of Joseph M. Jacobs, Mark D. Zand, Jay L. Maymudes, Arthur H. Amron and Kenneth A. Rubin, as directors of Rhino GP LLC, the general partner of the Partnership, Wexford was granted 6,100 common units subject to the terms and conditions set forth in the Plan. These common units became fully vested as of July 1, 2011. On November 3, 2011, Wexford on behalf of the services of these same individual directors was granted an additional 6,130 common units subject to the terms and conditions set forth in the Plan. These common units became fully vested as of July 1, 2012. On October 31, 2012, Wexford on behalf of the services of these same individual directors was granted an additional 7,510 common units subject to the terms and conditions set forth in the Plan. (*continued under Footnote (3) below).
(*continued from Footnote (2) above) These common units became fully vested as of July 1, 2013. On October 4, 2013, Wexford on behalf of the services of these same individual directors was granted an additional 9,148 common units subject to the terms and conditions set forth in the Plan. These additional units are subject to vesting as follows: 2,540 units vested on the grant date, 2,540 units vested on January 1, 2014, 2,032 vested on April 1, 2014 and 2,036 units will vest on July 1, 2014 and 509 shares which were not vested, were forfeited as a result of Mr. Maymudes' resignation as a director of the GP.
This form is jointly filed by Wexford, Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The common units shown as beneficially owned by Davidson, Jacobs, Wexford GP and Wexford, reflect common units owned of record by Rhino Energy Holdings LLC ("REH"). Wexford serves as manager for REH and as such may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. (*continued under Footnote (5) below).
(*continued from Footnote (4) above) Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by REH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Davidson, as the sole managing member of CD Holding Company, LLC, holds the common units.
Jacobs holds the common units.
Rhino Resource Holdings LLC ("RRH") holds the common units. Wexford serves as manager for RRH and as such may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by RRH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Wexford Capital LP By: Wexford GP LLC, its general partner By: Arthur Amron, its Vice President and Assistant Secretary
2014-05-28
Wexford GP LLC By: Arthur Amron, its Vice President and Assistant Secretary
2014-05-28
Charles E. Davidson
2014-05-28
Joseph M. Jacobs
2014-05-28