0001140361-12-001014.txt : 20120104
0001140361-12-001014.hdr.sgml : 20120104
20120104183046
ACCESSION NUMBER: 0001140361-12-001014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111103
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 12508261
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rhino Resource Partners LP
CENTRAL INDEX KEY: 0001490630
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 272377517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
BUSINESS PHONE: (859) 389-6500
MAIL ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 12508262
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 12508263
BUSINESS ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 12508260
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0304
4
2011-11-03
0
0001490630
Rhino Resource Partners LP
RNO
0001048462
WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE
SUITE 125
GREENWICH
CT
06830
1
0
1
0
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
1
0
1
0
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
0
0
1
0
Common Units
2011-12-30
4
J
0
904645
D
7643051
I
See Footnote
Common Units
202842
I
See Footnote
Common Units
48590
D
Common Units
367772
I
See Footnote
Common Units
2011-11-03
4
A
0
6130
A
12230
D
Subordinated Units
0
2011-12-30
4
J
0
1294060
0
D
Common Units
1294060
10933138
I
See Footnote
Subordinated Units
0
Common Units
290149
290149
I
See Footnote
Subordinated Units
0
Common Units
69506
69506
D
Subordinated Units
0
Common Units
526087
526087
I
See Footnote
Rhino Energy Holdings LLC ("REH") made an in-kind distribution of 904,645 common units and 1,294,060 subordinated units to certain of its investors.
This form is jointly filed by Wexford Capital LP ("Wexford"), Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The common units and subordinated units shown as beneficially owned by Davidson, Jacobs, Wexford GP and Wexford, reflect common units and subordinated units owned of record by REH. Wexford serves as manager for REH and as such may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. (*continued under Footnote (8) below)
Davidson, as the sole managing member of CD Holding Company, LLC and the beneficial owner of Charles E. Davidson Roth IRA #4 JPMC, received an in-kind distribution of 202,842 common units and 290,149 subordinated units.
Jacobs received an in-kind distribution of 48,590 common units and 69,506 subordinated units.
Rhino Resource Holdings LLC ("RRH") received an in-kind distribution of 367,772 common units and 526,087 subordinated units. Wexford serves as manager for RRH and as such may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by RRH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest.
Under the Rhino Long-Term Incentive Plan (the "Plan"), on October 5, 2010, on behalf of the services of Joseph M. Jacobs, Mark D. Zand, Jay L. Maymudes, Arthur H. Amron and Kenneth A. Rubin, as directors of Rhino GP LLC, the general partner of the Partnership, Wexford was granted 6,100 common units subject to the terms and conditions set forth in the Plan. These common units became fully vested as of July 1, 2011. On November 3, 2011, Wexford on behalf of the services of these same individual directors was granted an additional 6,130 common units subject to the terms and conditions set forth in the Plan. These additional units are subject to vesting as follows: 1,535 units vested on the grant date, 1,535 units vested on January 1, 2012, 1,530 units will vest on April 1, 2012 and 1,530 units will vest on July 1, 2012.
The subordinated units will convert into common units on a one-for-one basis at the times set forth in, and subject to the terms and conditions of, the issuer's Partnership Agreement.
(*continued from Footnote (2) above) Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by REH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest.
Wexford Capital LP By: Wexford GP LLC, its General Partner By: Arthur H. Amron, Vice President and Assistant Secretary
2012-01-04
Wexford GP LLC By: Arthur H. Amron, Vice President and Assistant Secretary
2012-01-04
Charles E. Davidson
2012-01-04
Joseph M. Jacobs
2012-01-04