-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdgYHMw5KnLA5BWY5fpGRQUUC0FAXcOsxvqfSqZOpGn37BQR6v4jkwVOV8sk/uIy XPCMHqXuFSzO5g0ysUAu4g== 0000922423-00-000048.txt : 20000202 0000922423-00-000048.hdr.sgml : 20000202 ACCESSION NUMBER: 0000922423-00-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991203 FILED AS OF DATE: 20000110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATLANTIC PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001001316 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 363898269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 033-98478 FILM NUMBER: 504757 BUSINESS ADDRESS: STREET 1: 1017 MAIN CAMPUS DRIVE STREET 2: SUITE 3900 CITY: RALEIGH STATE: NC ZIP: 27606 BUSINESS PHONE: 9195137020 MAIL ADDRESS: STREET 1: 1017 MAIN CAMPUS DRIVE STREET 2: SUITE 3900 CITY: RALEIGH STATE: NC ZIP: 27605 COMPANY DATA: COMPANY CONFORMED NAME: KANZER STEVE H CENTRAL INDEX KEY: 0001076653 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 210 CENTRAL PARK SOUTH CITY: NEW YORK STATE: NY ZIP: 10019 4 1 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kanzer, Steve H. 210 Central Park South New York, NY 10019 2. Issuer Name and Ticker or Trading Symbol Atlantic Pharmaceuticals, Inc. ("ATLC") 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 01/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- -----------------------------------------------------------------------------------------------------------------------------------| Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | (Instr.8) | (Instr. 3, 4 and 5) | Beneficially |(D)or | (Instr. 4) | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | | | | | | | | (Instr.3 and 4) |(Instr| | | | | | | | | | 4) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $0.001 |12/03 | P | | 1,000 | A |$1.75/share| 4,121 | D | | par value |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) SEC 1474 (7-96)
- ----------------------------------------------------------------------------------------------------------------------------------- Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of | Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | (Instr. 3) |or Exer |(Date/ | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise |Month/ | red(A) or Dis |Date(Month/| (Instr. 3 and 4) |Secu |Securities |(D)|Ownership | |Price of|Year)| | posed of(D) |Day/Year) | |rity |Benefi |or |(Instr. 4) | |Deriva- |(Instr.8) | (Istr.3,4 |Date |Expir| |(Instr.|ficially |Ind| | |tive | | | and 5) |Exer-|ation| Title Amount or|5) |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | Number | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | of Shares| |Month |(I)| | | | | | | | | | | | |(Instr.4) |(In| | |str| | |4) | | - -----------------------------------------------------------------------------------------------------------------------------------| Not Applicable | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ====================================================================================================================================
Explanation of Responses: Steve H. Kanzer /s/ Steve H. Kanzer -------------------- STEVE H. KANZER ** Signature of Reporting Person January 10, 2000 ----------------- Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474(7-96) -----END PRIVACY-ENHANCED MESSAGE-----