0001225208-16-042453.txt : 20161201
0001225208-16-042453.hdr.sgml : 20161201
20161201131542
ACCESSION NUMBER: 0001225208-16-042453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/
CENTRAL INDEX KEY: 0001001288
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 061308215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
CITY: LEXINGTON
STATE: KY
ZIP: 40550
BUSINESS PHONE: 8592322000
MAIL ADDRESS:
STREET 1: 740 WEST NEW CIRCLE ROAD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC
DATE OF NAME CHANGE: 19951114
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\
DATE OF NAME CHANGE: 19950922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isbell Jeri L
CENTRAL INDEX KEY: 0001218799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14050
FILM NUMBER: 162027635
MAIL ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
STREET 2: 740 WEST NEW CIRCLE RD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
FORMER NAME:
FORMER CONFORMED NAME: STROMQUIST JERI I
DATE OF NAME CHANGE: 20030214
4
1
doc4.xml
X0306
4
2016-11-29
0001001288
LEXMARK INTERNATIONAL INC /KY/
LXK
0001218799
Isbell Jeri L
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD
LEXINGTON
KY
40550
1
VP of Human Resources
Class A Common Stock
2016-11-29
4
D
0
35739.0000
0
D
0.0000
D
Class A Common Stock
2016-11-29
4
D
0
28275.1910
0
D
0.0000
I
By 401(k)
Class A Common Stock
2016-11-29
4
D
0
41204.0000
0
D
0.0000
I
By Personal Trust
Employee Stock Option
63.1100
2016-11-29
4
D
0
24000.0000
D
2017-02-21
Class A Common Stock
24000.0000
0.0000
D
Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest and less any applicable withholding taxes.
Pursuant to the Merger Agreement, this option, which vested and became exercisable in three approximately equal annual installments (34%, 34% and 33%), commencing on February 21, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
/s/ Ian C. Lofwall, Attorney-in-Fact
2016-12-01