0001225208-16-042453.txt : 20161201 0001225208-16-042453.hdr.sgml : 20161201 20161201131542 ACCESSION NUMBER: 0001225208-16-042453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isbell Jeri L CENTRAL INDEX KEY: 0001218799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14050 FILM NUMBER: 162027635 MAIL ADDRESS: STREET 1: ONE LEXMARK CENTRE DR STREET 2: 740 WEST NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER NAME: FORMER CONFORMED NAME: STROMQUIST JERI I DATE OF NAME CHANGE: 20030214 4 1 doc4.xml X0306 4 2016-11-29 0001001288 LEXMARK INTERNATIONAL INC /KY/ LXK 0001218799 Isbell Jeri L ONE LEXMARK CENTRE DRIVE 740 WEST NEW CIRCLE ROAD LEXINGTON KY 40550 1 VP of Human Resources Class A Common Stock 2016-11-29 4 D 0 35739.0000 0 D 0.0000 D Class A Common Stock 2016-11-29 4 D 0 28275.1910 0 D 0.0000 I By 401(k) Class A Common Stock 2016-11-29 4 D 0 41204.0000 0 D 0.0000 I By Personal Trust Employee Stock Option 63.1100 2016-11-29 4 D 0 24000.0000 D 2017-02-21 Class A Common Stock 24000.0000 0.0000 D Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest and less any applicable withholding taxes. Pursuant to the Merger Agreement, this option, which vested and became exercisable in three approximately equal annual installments (34%, 34% and 33%), commencing on February 21, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. /s/ Ian C. Lofwall, Attorney-in-Fact 2016-12-01