0001001250-23-000194.txt : 20231102 0001001250-23-000194.hdr.sgml : 20231102 20231102160640 ACCESSION NUMBER: 0001001250-23-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de la Faverie Stephane CENTRAL INDEX KEY: 0001955038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 231372253 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC. CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wk-form4_1698955582.xml FORM 4 X0508 4 2023-11-01 0 0001001250 ESTEE LAUDER COMPANIES INC EL 0001955038 de la Faverie Stephane C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 Executive Group President 0 Class A Common Stock 2023-11-01 4 M 0 6772.996 0 A 9942.996 D Class A Common Stock 2023-11-01 4 F 0 3641.996 106.14 D 6301 D Restricted Stock Units (Share Payout) 2023-11-01 4 M 0 871 0 D 2023-11-01 Class A Common Stock 871 0 D Restricted Stock Units (Share Payout) 2023-11-01 4 M 0 3440 0 D 2023-11-01 Class A Common Stock 3440 0 D Restricted Stock Units (Share Payout) 2023-11-01 4 M 0 747 0 D 2024-11-01 Class A Common Stock 747 747 D Restricted Stock Units (Share Payout) 2023-11-01 4 M 0 1638 0 D 2025-11-03 Class A Common Stock 1638 3276 D Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022. These shares include 76.9960 shares received for dividend equivalent rights Not applicable. Represents the withholding of shares for tax purposes. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. These RSUs, awarded to the Reporting Person prior to designation as a Section 16 Insider, are accompanied by dividend equivalent rights payable in shares at the time of the payout of the related shares. RSUs from annual grant dated September 3, 2020. RSUs from non-annual grant dated September 3, 2020. RSUs from annual grant dated September 2, 2021. Assuming continued employment, these RSUs will vest and be paid out as follows: 747 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares. RSUs from annual grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,638 on November 1, 2024; and 1,638 on November 3, 2025. Stephane de la Faverie, by Maureen Sladek, attorney-in-fact 2023-11-02