0001001250-21-000228.txt : 20211203 0001001250-21-000228.hdr.sgml : 20211203 20211203133520 ACCESSION NUMBER: 0001001250-21-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: XX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 211469478 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wf-form4_163855650645989.xml FORM 4 X0306 4 2021-12-01 0 0001001250 ESTEE LAUDER COMPANIES INC EL 0001008082 Lauder William P C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2021-12-01 4 M 0 11883 89.47 A 18173 D Class A Common Stock 2021-12-01 4 M 0 4396 107.95 A 22569 D Class A Common Stock 2021-12-01 4 S 0 6979 328.14 D 15590 D Class A Common Stock 2021-12-01 4 S 0 2200 329.53 D 13390 D Class A Common Stock 2021-12-01 4 S 0 6500 330.68 D 6890 D Class A Common Stock 2021-12-01 4 S 0 2900 331.41 D 3990 D Class A Common Stock 2021-12-02 4 M 0 15965 107.95 A 19955 D Class A Common Stock 2021-12-02 4 M 0 14106 138.15 A 34061 D Class A Common Stock 2021-12-02 4 M 0 6080 199.49 A 40141 D Class A Common Stock 2021-12-02 4 S 0 4951 327.31 D 35190 D Class A Common Stock 2021-12-02 4 S 0 9317 328.12 D 25873 D Class A Common Stock 2021-12-02 4 S 0 16980 329.10 D 8893 D Class A Common Stock 2021-12-02 4 S 0 7184 330.20 D 1709 D Class A Common Stock 2021-12-02 4 S 0 1709 331.18 D 0 D Class A Common Stock 10468 I By children of William P. Lauder Option (right to buy) 89.47 2021-12-01 4 M 0 11883 0 D 2018-01-01 2026-09-06 Class A Common Stock 11883.0 0 D Option (right to buy) 107.95 2021-12-01 4 M 0 4396 0 D 2019-01-01 2027-09-05 Class A Common Stock 4396.0 15965 D Option (right to buy) 107.95 2021-12-02 4 M 0 15965 0 D 2019-01-01 2027-09-05 Class A Common Stock 15965.0 0 D Option (right to buy) 138.15 2021-12-01 4 M 0 14106 0 D 2020-01-01 2028-09-04 Class A Common Stock 14106.0 7053 D Option (right to buy) 199.49 2021-12-02 4 M 0 6080 0 D 2021-01-01 2029-09-03 Class A Common Stock 6080.0 12160 D The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $328.00 to $328.95 per share, inclusive. Sales prices range from $329.10 to $330.01 per share, inclusive. Sales prices range from $330.19 to $331.17 per share, inclusive. Sales prices range from $331.20 to $331.72 per share, inclusive. Sales prices range from $326.64 to $327.63 per share, inclusive. Sales prices range from $327.66 to $328.65 per share, inclusive. Sales prices range from $328.66 to $329.65 per share, inclusive. Sales prices range from $329.66 to $330.60 per share, inclusive. Sales prices range from $330.66 to $331.53 per share, inclusive. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 11,883 shares exercisable from and after January 1, 2018; 11,883 shares exercisable from and after January 1, 2019; and 11,883 shares exercisable from and after January 1, 2020. Not applicable. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,180 shares exercisable from and after January 1, 2019; 10,180 shares exercisable from and after January 1, 2020; and 10,181 shares exercisable from and after January 1, 2021. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,053 shares exercisable from and after January 1, 2020; 7,053 shares exercisable from and after January 1, 2021; and 7,053 shares exercisable from and after January 1, 2022. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,080 shares exercisable from and after January 1, 2021; 6,080 shares exercisable from and after January 1, 2022; and 6,080 shares exercisable from and after January 1, 2023. William P. Lauder, by Spencer G. Smul, attorney-in-fact 2021-12-03