0001001250-21-000192.txt : 20211102
0001001250-21-000192.hdr.sgml : 20211102
20211102174706
ACCESSION NUMBER: 0001001250-21-000192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOSS SARA E
CENTRAL INDEX KEY: 0001204538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 211372757
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
wf-form4_163588960767615.xml
FORM 4
X0306
4
2021-11-01
0
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001204538
MOSS SARA E
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
0
1
0
0
Vice Chairman
Class A Common Stock
2021-11-01
4
M
0
4780
0
A
4780
D
Class A Common Stock
2021-11-01
4
F
0
2745
324.28
D
2035
D
Class A Common Stock
45402
I
Through a revocable trust.
Class A Common Stock
14655
I
Through a grantor retained annuity trust.
Class A Common Stock
9890
I
Through a separate grantor retained annuity trust.
Restricted Stock Units (Share Payout)
0.0
2021-11-01
4
M
0
2123
0
D
2021-11-01
2021-11-01
Class A Common Stock
2123.0
0
D
Restricted Stock Units (Share Payout)
0.0
2021-11-01
4
M
0
1555
0
D
2021-11-01
2022-11-01
Class A Common Stock
1555.0
1555
D
Restricted Stock Units (Share Payout)
0.0
2021-11-01
4
M
0
1102
0
D
2021-11-01
2023-11-01
Class A Common Stock
1102.0
2204
D
Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2018, September 3, 2019, and September 3, 2020.
Not applicable.
Represents the withholding of shares for tax purposes.
RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
RSUs from grant dated September 4, 2018.
RSUs from grant dated September 3, 2019. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,555 on November 1, 2022.
RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,102 on November 1, 2022; and 1,102 on November 1, 2023.
Sara E. Moss by Maureen Sladek, attorney-in-fact
2021-11-02