0001001250-20-000114.txt : 20201103 0001001250-20-000114.hdr.sgml : 20201103 20201103190242 ACCESSION NUMBER: 0001001250-20-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201102 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSS SARA E CENTRAL INDEX KEY: 0001204538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 201284769 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-02 0001001250 ESTEE LAUDER COMPANIES INC EL 0001204538 MOSS SARA E THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 Vice Chairman Class A Common Stock 2020-11-02 4 M 0 6368 0 A 6368 D Class A Common Stock 2020-11-02 4 F 0 3391 229.12 D 2977 D Class A Common Stock 36947 I Through a revocable trust. Class A Common Stock 15000 I Through a grantor retained annuity trust. Class A Common Stock 20000 I Through an additional grantor retained annuity trust. Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 2692 0 D 2020-11-02 2020-11-02 Class A Common Stock 2692 0 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 2122 0 D 2020-11-02 2021-11-01 Class A Common Stock 2122 2123 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 1554 0 D 2020-11-02 2022-11-01 Class A Common Stock 1554 3110 D Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019. Not applicable. Represents the withholding of shares for tax purposes. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. RSUs from grant dated September 5, 2017. RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,123 on November 1, 2021. RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,555 on November 1, 2021 and 1,555 on November 1, 2022. Sara E. Moss, by Maureen Sladek, attorney-in-fact 2020-11-03