0001001250-20-000113.txt : 20201103 0001001250-20-000113.hdr.sgml : 20201103 20201103190218 ACCESSION NUMBER: 0001001250-20-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201102 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: XX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 201284768 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-02 0001001250 ESTEE LAUDER COMPANIES INC EL 0001008082 Lauder William P THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2020-11-02 4 M 0 6561 0 A 11499 D Class A Common Stock 2020-11-02 4 F 0 3493 229.12 D 8006 D Class A Common Stock 10468 I By children of William P. Lauder Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 2779 0 D 2020-11-02 2020-11-02 Class A Common Stock 2779 0 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 2111 0 D 2020-01-02 2021-11-01 Class A Common Stock 2111 2112 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 1671 0 D 2020-11-02 2022-11-01 Class A Common Stock 1671 3342 D Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019. Not applicable. Represents the withholding of shares for tax purposes. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. RSUs from grant dated September 5, 2017. RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,112 on November 1, 2021. RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,671 on November 1, 2021 and 1,671 on November 1, 2022. William P. Lauder, by Maureen Sladek, attorney-in-fact 2020-11-03