0001001250-20-000082.txt : 20200908
0001001250-20-000082.hdr.sgml : 20200908
20200908202951
ACCESSION NUMBER: 0001001250-20-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200908
DATE AS OF CHANGE: 20200908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOSS SARA E
CENTRAL INDEX KEY: 0001204538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 201165211
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-09-03
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001204538
MOSS SARA E
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
0
1
0
0
EVP and General Counsel
Class A Common Stock
2020-09-03
4
A
0
8874
0
A
8874
D
Class A Common Stock
2020-09-03
4
F
0
4723
219.8
D
4151
D
Class A Common Stock
2020-09-08
5
G
0
4151
D
0
D
Class A Comon Stock
2020-09-08
5
G
0
4151
A
41098
I
Through a revocable trust.
Class A Common Stock
2020-09-08
4
S
0
1551
212.9
D
39547
I
Through a revocable trust.
Class A Common Stock
2020-09-08
4
S
0
2600
213.76
D
36947
I
Through a revocable trust.
Class A Common Stock
15000
I
Through a grantor retained annuity trust.
Class A Common Stock
20000
I
Through a grantor retained annuity trust.
Option (Right to Buy)
218.06
2020-09-03
4
A
0
12413
0
A
2030-09-03
Class A Common Stock
12413
12413
D
Restricted Stock Units (Share Payout)
0
2019-09-03
4
A
0
3306
0
A
Class A Common Stock
3306
3306
D
Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on February 13, 2020.
The Reporting Person transferred the shares to her revocable trust for no consideration.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $212.60 to $213.37 per share, inclusive.
Sales prices range from $213.62 to $214.10 per share, inclusive.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,137 shares exercisable from and after January 1, 2022; 4,138 shares exercisable from and after January 1, 2023; and 4,138 shares exercisable from and after January 1, 2024.
Not applicable.
Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,102 on November 1, 2021; 1,102 on November 1, 2022; and 1,102 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
Sara E. Moss, by Maureen Sladek, attorney-in-fact
2020-09-08