0001001250-19-000141.txt : 20191209 0001001250-19-000141.hdr.sgml : 20191209 20191209152020 ACCESSION NUMBER: 0001001250-19-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: XX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 191275113 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0001001250 ESTEE LAUDER COMPANIES INC EL 0001008082 Lauder William P THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVE. NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2019-12-05 4 M 0 12513 77.35 A 23831 D Class A Common Stock 2019-12-05 4 M 0 11883 89.47 A 35714 D Class A Common Stock 2019-12-05 4 M 0 10180 107.95 A 45894 D Class A Common Stock 2019-12-05 4 S 0 18439 195.74 D 27455 D Class A Common Stock 2019-12-05 4 S 0 27455 196.50 D 0 D Class A Common Stock 10468 I by children of WPL Option (right to buy) 77.35 2019-12-05 4 M 0 12513 D 2025-09-04 Class A Common Stock 12513 0 D Option (right to buy) 89.47 2019-12-05 4 M 0 23766 D 2026-09-06 Class A Common Stock 23766 0 D Option (right to buy) 107.95 2019-12-05 4 M 0 10180 D 2027-09-05 Class A Common Stock 10180 0 D Class B Common Stock 0 Class A Common Stock 8515960 8515960 D Class B Common Stock 0 Class A Common Stock 45740 45740 I by children of WPL The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $195.18 to $196.17 per share, inclusive. Sales prices range from $196.20 to $196.94 per share, inclusive. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 12,512 shares exercisable from and after January 1, 2017; 12,513 shares exercisable from and after January 1, 2018; and 12,513 shares exercisable from and after January 1, 2019. Not applicable. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 11,883 shares exercisable from and after January 1, 2018; 11,883 shares exercisable from and after January 1, 2019; and 11,883 shares exercisable from and after January 1, 2020. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,180 shares exercisable from and after January 1, 2019; 10,180 shares exercisable from and after January 1, 2017; and 10,181 shares exercisable from and after January 1, 2018. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. William P. Lauder, by Maureen Sladek, Attorney-in-fact 2019-12-09