0001001250-19-000090.txt : 20190905 0001001250-19-000090.hdr.sgml : 20190905 20190905152323 ACCESSION NUMBER: 0001001250-19-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSS SARA E CENTRAL INDEX KEY: 0001204538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 191077101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-09-03 0001001250 ESTEE LAUDER COMPANIES INC EL 0001204538 MOSS SARA E THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP and General Counsel Class A Common Stock 2019-09-03 4 A 0 13413 0 A 13413 D Class A Common Stock 2019-09-03 4 F 0 7130 199.49 D 6283 D Class A Common Stock 5777 I Through a grantor retained annuity trust. Class A Common Stock 66170 I Through a revocable trust. Option (Right to Buy) 199.49 2019-09-03 4 A 0 16973 0 A 2029-09-03 Class A Common Stock 16973 16973 D Restricted Stock Units (Share Payout) 0 2019-09-03 4 A 0 4664 0 A Class A Common Stock 4664 4664 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,657 shares exercisable from and after January 1, 2021; 5,658 shares exercisable from and after January 1, 2022; and 5,658 shares exercisable from and after January 1, 2023. Not applicable. Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,554 on October 31, 2020; 1,555 on November 2, 2021; and 1,555 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Sara E. Moss, by Maureen Sladek, attorney-in-fact 2019-09-05