0001001250-17-000008.txt : 20170224
0001001250-17-000008.hdr.sgml : 20170224
20170224172207
ACCESSION NUMBER: 0001001250-17-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lauder William P
CENTRAL INDEX KEY: 0001008082
STATE OF INCORPORATION: XX
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 17638619
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: LAUDER WILLILAM P
DATE OF NAME CHANGE: 19960215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER
CENTRAL INDEX KEY: 0001260298
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 17638620
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-23
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001260298
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NY
NY
10153
0
0
1
1
Trust with Insider Trustee
0001008082
Lauder William P
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVE.
NEW YORK
NY
10153
1
1
1
0
Executive Chairman
Class A Common Stock
2017-02-23
4
M
0
300000
21.29
A
323986
D
Class A Common Stock
2017-02-23
4
M
0
300000
26.42
A
623986
D
Class A Common Stock
2017-02-23
4
M
0
177304
17.00
A
801290
D
Class A Common Stock
2017-02-23
4
J
0
741351
D
59939
D
Class A Common Stock
2017-02-23
4
J
0
741351
A
1141351
D
Class A Common Stock
10468
I
by children of WPL
Option (right to buy)
21.29
2017-02-23
4
M
0
300000
D
2017-09-21
Class A Common Stock
300000
0
D
Option (right to buy)
26.42
2017-02-23
4
M
0
300000
D
2018-09-11
Class A Common Stock
300000
0
D
Option (right to buy)
17.00
2017-02-23
4
M
0
177304
D
2019-09-02
Class A Common Stock
177304
0
D
Class B Common Stock
2017-02-23
4
J
0
741351
D
Class A Common Stock
741351
0
D
Class B Common Stock
2017-02-23
4
J
0
741351
A
Class A Common Stock
741351
8093904
D
Class B Common Stock
Class A Common Stock
45750
45750
I
by children of WPL
Owned by WPL directly.
The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.
Owned by WPL GRAT Rem. Trust directly. Owned by each of WPL and Gary M. Lauder ("GML"), indirectly, as trustees of the WPL GRAT Rem. Trust. Each of WPL and GML disclaims beneficial ownership except to the extent of their respective pecuniary interest in such securities.
Owned by WPL indirectly, in custody for his children. WPL disclaims beneficial ownership except to the extent of his pecuniary interest in such securities.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2009; 100,000 shares exercisable from and after January 1, 2010; and 100,000 shares exercisable from and after January 1, 2011. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2009; 50,000 shares exercisable from and after January 1, 2010; and 50,000 shares exercisable from and after January 1, 2011 at an exercise price of $42.58, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
Not applicable.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2010; 100,000 shares exercisable from and after January 1, 2011; and 100,000 shares exercisable from and after January 1, 2012. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2010; 50,000 shares exercisable from and after January 1, 2011; and 50,000 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 59,100 shares exercisable from and after January 1, 2011; 59,102 shares exercisable from and after January 1, 2012; and 59,102 shares exercisable from and after January 1, 2013. This option was previously reported as covering 29,550 shares exercisable from and after January 1, 2011; 29,551 shares exercisable from and after January 1, 2012; and 29,551 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
1992 GRAT Remainder Trust F/B/O William Lauder, by Maureen Sladek, Attorney-in-fact
2017-02-24
1992 GRAT Remainder Trust F/B/O William Lauder, by Maureen Sladek, Attorney-in-fact
2017-02-24