0001001250-14-000115.txt : 20140904
0001001250-14-000115.hdr.sgml : 20140904
20140904164457
ACCESSION NUMBER: 0001001250-14-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140903
FILED AS OF DATE: 20140904
DATE AS OF CHANGE: 20140904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAUDER RONALD S
CENTRAL INDEX KEY: 0000942617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 141083642
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-03
0001001250
ESTEE LAUDER COMPANIES INC
EL
0000942617
LAUDER RONALD S
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
0
1
1
0
Chairman, Clinique Labs, LLC
Class A Common Stock
2014-09-03
4
C
0
31945
A
45454
D
Class A Common Stock
2014-09-03
5
G
0
12987
D
32467
D
Class A Common Stock
2014-09-03
5
G
0
6493
D
25974
D
Class A Common Stock
2014-09-03
5
G
0
25974
D
0
D
Class A Common Stock
6364
I
by Descendants of RSL 1966 Trust
Class B Common Stock
2014-09-03
4
C
0
31945
D
Class A Common Stock
31945
10497031
D
Class B Common Stock
Class A Common Stock
6364
6364
I
by Descendants of RSL 1966 Trust
On September 3, 2014, Ronald S. Lauder ("RSL") converted 31,945 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
Not applicable.
RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.
Ronald S. Lauder, by Spencer G. Smul, Attorney-in-fact
2014-09-04