0001001250-14-000115.txt : 20140904 0001001250-14-000115.hdr.sgml : 20140904 20140904164457 ACCESSION NUMBER: 0001001250-14-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140903 FILED AS OF DATE: 20140904 DATE AS OF CHANGE: 20140904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER RONALD S CENTRAL INDEX KEY: 0000942617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 141083642 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-03 0001001250 ESTEE LAUDER COMPANIES INC EL 0000942617 LAUDER RONALD S C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 1 0 Chairman, Clinique Labs, LLC Class A Common Stock 2014-09-03 4 C 0 31945 A 45454 D Class A Common Stock 2014-09-03 5 G 0 12987 D 32467 D Class A Common Stock 2014-09-03 5 G 0 6493 D 25974 D Class A Common Stock 2014-09-03 5 G 0 25974 D 0 D Class A Common Stock 6364 I by Descendants of RSL 1966 Trust Class B Common Stock 2014-09-03 4 C 0 31945 D Class A Common Stock 31945 10497031 D Class B Common Stock Class A Common Stock 6364 6364 I by Descendants of RSL 1966 Trust On September 3, 2014, Ronald S. Lauder ("RSL") converted 31,945 shares of Class B Common Stock into an equal number of shares of Class A Common Stock. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Not applicable. RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities. Ronald S. Lauder, by Spencer G. Smul, Attorney-in-fact 2014-09-04