0001001250-14-000109.txt : 20140818 0001001250-14-000109.hdr.sgml : 20140818 20140818160049 ACCESSION NUMBER: 0001001250-14-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20140818 DATE AS OF CHANGE: 20140818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 141049060 MAIL ADDRESS: STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 44 SOUTH BROADWAY CITY: WHITE PLAINS STATE: NY ZIP: 10601 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-18 0001001250 ESTEE LAUDER COMPANIES INC EL 0001034657 STERNLICHT BARRY S STARWOOD CAPITAL GROUP 591 W. PUTNAM AVE. GREENWICH CT 06830 1 0 0 0 Class A Common Stock 2014-08-18 4 M 0 13384 22.16 A 67384 D Class A Common Stock 2014-08-18 4 M 0 10000 16.92 A 77384 D Class A Common Stock 2014-08-18 4 S 0 23384 76.98 D 54000 D Class A Common Stock 12000 I 1999 Sternlicht Family Trust 1 Class A Common Stock 12000 I 1999 Sternlicht Family Trust 2 Class A Common Stock 12000 I 1999 Sternlicht Family Trust 3 Option (right to buy) 22.16 2014-08-18 4 M 0 13384 D 2005-11-05 2014-11-04 Class A Common Stock 13384 0 D Option (right to buy) 16.92 2014-08-18 4 M 0 10000 D 2006-11-10 2015-11-10 Class A Common Stock 10000 0 D The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $76.83 to $77.16 per share, inclusive. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares. Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan. Not applicable. The Reporting Person also holds options to purchase at various prices 70,803 shares of Class A Common Stock, 66,990 of which are exercisable. Barry S. Sternlicht, by Maureen Sladek, Attorney-in-fact 2014-08-18