0001001250-13-000206.txt : 20131104 0001001250-13-000206.hdr.sgml : 20131104 20131104164535 ACCESSION NUMBER: 0001001250-13-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131104 DATE AS OF CHANGE: 20131104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 131189654 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-31 0001001250 ESTEE LAUDER COMPANIES INC EL 0001008082 Lauder William P THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2013-10-31 4 C 0 17387 0 A 520308 D Class A Common Stock 2013-10-31 4 F 0 9707 72.76 D 510601 D Class A Common Stock 268662 I By WPL GRAT, as Co-Trustee Class A Common Stock 24360 I By GML GRAT, as Co-Trustee Class A Common Stock 10468 I By children of William P. Lauder Restricted Stock Units (Share Payout) 2013-10-31 4 M 0 17387 D Class A Common Stock 17387 26080 D Class B Common Stock Class A Common Stock 6525600 6525600 D Class B Common Stock Class A Common Stock 1268304 634152 I by WPL GRAT, as Co-Trustee Class B Common Stock Class A Common Stock 45740 45740 I By children of William P. Lauder Not applicable. Restricted stock units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Represents the withholding of shares for tax purposes. Vesting of portions of restricted stock units granted September 1, 2010, September 1, 2011 and September 4, 2012. Remaining restricted stock units from the grants dated September 1, 2011, September 4, 2012 and September 4, 2013 will vest and be paid out as follows: 14,340 on October 31, 2014; 7,612 on November 2, 2015; and 4,128 on October 31, 2016. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. Restricted stock units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. William P. Lauder, by Maureen Sladek, attorney-in-fact 2013-11-04