0001001250-13-000206.txt : 20131104
0001001250-13-000206.hdr.sgml : 20131104
20131104164535
ACCESSION NUMBER: 0001001250-13-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131104
DATE AS OF CHANGE: 20131104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lauder William P
CENTRAL INDEX KEY: 0001008082
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 131189654
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: LAUDER WILLILAM P
DATE OF NAME CHANGE: 19960215
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-31
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001008082
Lauder William P
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
1
1
1
0
Executive Chairman
Class A Common Stock
2013-10-31
4
C
0
17387
0
A
520308
D
Class A Common Stock
2013-10-31
4
F
0
9707
72.76
D
510601
D
Class A Common Stock
268662
I
By WPL GRAT, as Co-Trustee
Class A Common Stock
24360
I
By GML GRAT, as Co-Trustee
Class A Common Stock
10468
I
By children of William P. Lauder
Restricted Stock Units (Share Payout)
2013-10-31
4
M
0
17387
D
Class A Common Stock
17387
26080
D
Class B Common Stock
Class A Common Stock
6525600
6525600
D
Class B Common Stock
Class A Common Stock
1268304
634152
I
by WPL GRAT, as Co-Trustee
Class B Common Stock
Class A Common Stock
45740
45740
I
By children of William P. Lauder
Not applicable. Restricted stock units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
Represents the withholding of shares for tax purposes.
Vesting of portions of restricted stock units granted September 1, 2010, September 1, 2011 and September 4, 2012.
Remaining restricted stock units from the grants dated September 1, 2011, September 4, 2012 and September 4, 2013 will vest and be paid out as follows: 14,340 on October 31, 2014; 7,612 on November 2, 2015; and 4,128 on October 31, 2016. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. Restricted stock units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
William P. Lauder, by Maureen Sladek, attorney-in-fact
2013-11-04