-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDP4Y+kwm91A3fBHdHB73RKpUw3ls21UXXryyTxjdZtxx9YG9PP2qOJ6EfVnxw0y P4ftESVl3NYe21JDQlrOqQ== 0001008050-97-000002.txt : 19970222 0001008050-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0001008050-97-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IDX SYSTEMS CORP CENTRAL INDEX KEY: 0001001185 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 030222230 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49161 FILM NUMBER: 97525930 BUSINESS ADDRESS: STREET 1: 1400 SHELBURNE RD STREET 2: PO BOX 1070 CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 BUSINESS PHONE: 8028621022 MAIL ADDRESS: STREET 1: 1400 SHELBURNE RD STREET 2: PO BOX 1070 CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TARRANT RICHARD E CENTRAL INDEX KEY: 0001008050 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 101 LEDGE RD CITY: BURLINGTON STATE: VT ZIP: 05402 MAIL ADDRESS: STREET 1: 101 LEDGE ROAD CITY: BURLILINGTON STATE: VT ZIP: 05402 SC 13G/A 1 1 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) IDX SYSTEMS CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 449491 10 9 (CUSIP Number) Check the following box if a fee is being paid with this statement /__/. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 449491 10 9 13 Page 2 of 10 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard E. Tarrant ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) Inapplicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5. SOLE VOTING POWER 6,649,580 (beneficial ownership disclaimed as to all but 5,899,580 shares) NUMBER OF SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY -0- EACH REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 6,649,580 (beneficial ownership disclaimed as to all but 5,899,580 shares) 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,899,580 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES X 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% 12. TYPE OF REPORTING IN 3 CUSIP No. 449491 10 9 Page 3 of 10 Pages Item 1(a) Name of Issuer: IDX Systems Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 1400 Shelburne Road P.O. Box 1070 Burlington, Vermont 05402 Item 2(a) Name of Filing Person: Richard E. Tarrant, individually Item 2(b) Address of Principal Business Office or if none, Residence: Richard E. Tarrant c/o 1400 Shelburne Road P.O. Box 1070 Burlington, Vermont 05402 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock, $0.01 par value Item 2(e) CUSIP Number: 449491 10 9 Item 3 Description of Person Filing: Inapplicable Item 4 Ownership:* (a) Amount Beneficially owned: 6,720,500 (as of December 31, 1996) __________________________ * As of December 31, 1996 4 CUSIP No. 449491 10 9 Page 4 of 10 Pages This amount includes 750,000 shares held by Mr. Tarrant as trustee of the Richard E. Tarrant Grantor Retained Annuity Trust, the beneficiaries of which are the children of Richard E. Tarrant and Amy E. Tarrant, as to which shares Mr. Tarrant disclaims beneficial ownership and 70,920 shares held by Mr. Tarrant's wife, Amy E. Tarrant, as the trustee of five trusts (14,184 shares each), the beneficiaries of which shares are the Tarrant's children, as to which shares Mr. and Mrs. Tarrant each disclaim beneficial ownership. Mr. Tarrant directly owns 5,899,580 shares. (b) Percent of Class: 32.1% (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or to direct the vote: 6,649,580 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 6,649,580 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: Inapplicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Amy E. Tarrant has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 70,920 shares held by Amy E. Tarrant, as trustee, referred to in Item 4(a) above. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Inapplicable Item 8 Identification and Classification of Members of the Group: Inapplicable Item 9 Notice of Dissolution of a Group: Inapplicable 5 CUSIP No. 449491 10 9 Page 5 of 10 Pages Item 10 Certification: Inapplicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 10, 1997 /s/ Richard E. Tarrant ------------------------------------------ Richard E. Tarrant Director, President and CEO
NOTE: See attached Exhibit A-Initial Schedule 13G filed February 14, 1996. 6 Page 6 of 10 Pages EXHIBIT A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____) IDX SYSTEMS CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $.01 (Title of Class of Securities) 449491 10 9 (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 7 CUSIP No. 449491 10 9 13G Page 7 of 10 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard E. Tarrant 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) Inapplicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5. SOLE VOTING POWER 6,688,080 (beneficial ownership disclaimed as to all but 5,938,080 shares) NUMBER OF SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY -0- EACH REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 6,688,080 (beneficial ownership disclaimed as to all but 5,938,080 shares) 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,938,080 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES X 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 29.20% 12. TYPE OF REPORTING PERSON IN 8 CUSIP No. 449491 10 9 Page 8 of 10 Pages Item 1(a) Name of Issuer: IDX Systems Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 1400 Shelburne Road P.O. Box 1070 Burlington, Vermont 05402 Item 2(a) Name of Filing Person: Richard E. Tarrant, individually Item 2(b) Address of Principal Business Office or if none, Residence: Richard E. Tarrant c/o 1400 Shelburne Road P.O. Box 1070 Burlington, Vermont 05402 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 449491 10 9 Item 3 Description of Person Filing: Inapplicable Item 4 Ownership:* (a) Amount Beneficially owned: 6,759,000 (as of December 31, 1995) __________________________ * As of December 31, 1995 9 CUSIP No. 449491 10 9 Page 9 of 10 Pages This amount includes 750,000 shares held by Mr. Tarrant as trustee of the Richard E. Tarrant Grantor Retained Annuity Trust, the beneficiaries of which are the children of Richard E. Tarrant and Amy E. Tarrant, as to which shares Mr. Tarrant disclaims beneficial ownership and 70,920 shares held by Mr. Tarrant's wife, Amy E. Tarrant, as the trustee of five trusts (14,184 shares each), the beneficiaries of which shares are the Tarrant's children, as to which shares Mr. and Mrs. Tarrant each disclaim beneficial ownership. Mr. Tarrant directly ownes 5,938,808. (b) Percent of Class: 33.23% (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or to direct the vote: 6,688,080 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 6,688,080 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: Inapplicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Amy E. Tarrant has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 70,920 shares held by Amy E. Tarrant, as trustee, referred to in Item 4(a) above. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Inapplicable Item 8 Identification of Members of the Group: Inapplicable Item 9 Notice of Dissolution of a Group: Inapplicable 10 CUSIP No. 449491 10 9 Page 10 of 10 Pages Item 10 Certification: Inapplicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 12, 1996 /s/ Richard E. Tarrant --------------------------------------- Richard E. Tarrant President
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