0001567619-21-008162.txt : 20210415 0001567619-21-008162.hdr.sgml : 20210415 20210415172803 ACCESSION NUMBER: 0001567619-21-008162 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210415 DATE AS OF CHANGE: 20210415 EFFECTIVENESS DATE: 20210415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-396091 FILM NUMBER: 21829453 BUSINESS ADDRESS: STREET 1: 5055 WILSHIRE BLVD STE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 BUSINESS PHONE: 3236341700 MAIL ADDRESS: STREET 1: 5055 WILSHIRE BLVD STE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 D 1 primary_doc.xml X0708 D LIVE 0001001171 BROADWAY FINANCIAL CORP \DE\ 5055 Wilshire Blvd. Suite 500 LOS ANGELES CA CALIFORNIA 90036 3236341700 DELAWARE None None Corporation true Brenda J. Battey 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Chief Financial Officer Brian Argrett 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Director Chief Executive Officer Norman Bellefeuile 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Executive Vice President and Chief Lending Officer - Wholesale Banking Ruth McCloud 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Executive Vice President and Chief Operating Officer Robert Davidson 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director Wayne-Kent Bradshaw 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director Chairman of the Board of Directors Jack Thompson 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Dutch Ross III 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Sonja Wells 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Executive Vice President and Chief Lending Officer - Commercial Banking Marie Johns 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director William Longbrake 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director Mary Ann Donovan 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director David McGrady 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Director Shannan Herbert 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Executive Vice President and Chief Credit Officer Thomas Nida 5055 Wilshire Blvd. Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Executive Vice President and Market Executive Commercial Banking $25,000,001 - $100,000,000 06b false 2021-04-01 false true true The closing of the sale of shares of the Issuer was conditioned upon the consummation of the merger of CFBanc Corporation with and into the Issuer. 0 Raymond James & Associates, inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 AL ALABAMA CA CALIFORNIA FL FLORIDA GA GEORGIA IA IOWA IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MD MARYLAND MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI NC NORTH CAROLINA ND NORTH DAKOTA NY NEW YORK OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Keefe, Bruyette & Woods, Inc. 481 None None 787 Seventh Avenue New York NY NEW YORK 10019 CA CALIFORNIA MN MINNESOTA MS MISSISSIPPI NC NORTH CAROLINA NY NEW YORK WA WASHINGTON false 32883720 32883720 0 false 16 1264000 0 0 false BROADWAY FINANCIAL CORP \DE\ /s/ Brenda J. Battey Brenda J. Battey Chief Financial Officer 2021-04-15