0001567619-21-008162.txt : 20210415
0001567619-21-008162.hdr.sgml : 20210415
20210415172803
ACCESSION NUMBER: 0001567619-21-008162
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20210415
DATE AS OF CHANGE: 20210415
EFFECTIVENESS DATE: 20210415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-396091
FILM NUMBER: 21829453
BUSINESS ADDRESS:
STREET 1: 5055 WILSHIRE BLVD STE 500
CITY: LOS ANGELES
STATE: CA
ZIP: 90036
BUSINESS PHONE: 3236341700
MAIL ADDRESS:
STREET 1: 5055 WILSHIRE BLVD STE 500
CITY: LOS ANGELES
STATE: CA
ZIP: 90036
D
1
primary_doc.xml
X0708
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LIVE
0001001171
BROADWAY FINANCIAL CORP \DE\
5055 Wilshire Blvd.
Suite 500
LOS ANGELES
CA
CALIFORNIA
90036
3236341700
DELAWARE
None
None
Corporation
true
Brenda
J.
Battey
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Chief Financial Officer
Brian
Argrett
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Director
Chief Executive Officer
Norman
Bellefeuile
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Executive Vice President and Chief Lending Officer - Wholesale Banking
Ruth
McCloud
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Executive Vice President and Chief Operating Officer
Robert
Davidson
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Wayne-Kent
Bradshaw
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Chairman of the Board of Directors
Jack
Thompson
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Dutch
Ross III
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Sonja
Wells
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Executive Vice President and Chief Lending Officer - Commercial Banking
Marie
Johns
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
William
Longbrake
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Mary Ann
Donovan
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
David
McGrady
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Shannan
Herbert
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Executive Vice President and Chief Credit Officer
Thomas
Nida
5055 Wilshire Blvd.
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Executive Vice President and Market Executive
Commercial Banking
$25,000,001 - $100,000,000
- 06b
false
2021-04-01
false
true
true
The closing of the sale of shares of the Issuer was conditioned upon the consummation of the merger of CFBanc Corporation with and into the Issuer.
0
Raymond James & Associates, inc.
705
None
None
880 Carillon Parkway
St. Petersburg
FL
FLORIDA
33716
AL
ALABAMA
CA
CALIFORNIA
FL
FLORIDA
GA
GEORGIA
IA
IOWA
IL
ILLINOIS
LA
LOUISIANA
MA
MASSACHUSETTS
MD
MARYLAND
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
MS
MISSISSIPPI
NC
NORTH CAROLINA
ND
NORTH DAKOTA
NY
NEW YORK
OH
OHIO
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
false
Keefe, Bruyette & Woods, Inc.
481
None
None
787 Seventh Avenue
New York
NY
NEW YORK
10019
CA
CALIFORNIA
MN
MINNESOTA
MS
MISSISSIPPI
NC
NORTH CAROLINA
NY
NEW YORK
WA
WASHINGTON
false
32883720
32883720
0
false
16
1264000
0
0
false
BROADWAY FINANCIAL CORP \DE\
/s/ Brenda J. Battey
Brenda J. Battey
Chief Financial Officer
2021-04-15