-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APmCBJJxghunukWEB+7vxSEIcJJnylVnTd0YU3f5AKUwBa7Y3EDJAHlRXLBcqhkF 2waKRWnV49ayQQfIgXgKwA== 0001204445-04-000015.txt : 20040809 0001204445-04-000015.hdr.sgml : 20040809 20040809185928 ACCESSION NUMBER: 0001204445-04-000015 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040804 FILED AS OF DATE: 20040809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON ERIC V CENTRAL INDEX KEY: 0001202242 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 04962708 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 3235563226 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 evj4a080904_ex.xml X0202 4/A 2004-08-04 2004-08-04 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001202242 JOHNSON ERIC V 4800 WILSHIRE BLVD LOS ANGELES CA 90010 0 1 0 0 Chief Retail Banking Officer Common Stock 2004-08-02 2004-08-04 4 M 0 320 0 A 2080 D Common Stock 2004-08-02 2004-08-04 4 M 0 2800 4.34 A 4880 D Common Stock 2004-08-02 2004-08-04 4 S 0 2800 11.837 A 2080 D Common Stock 2004-08-04 2004-08-04 4 M 0 1300 4.34 A 3380 D Common Stock 2004-08-04 2004-08-04 4 S 0 1300 11.75 A 2080 D Stock Grant 0 2004-11-15 2014-11-15 Common Stock 480 2080 D Stock Grant 0 2005-11-15 2014-11-15 Common Stock 480 2080 D Stock Grant 0 2005-07-25 2015-07-25 Common Stock 320 2080 D Stock Grant 0 2006-07-25 2015-07-25 Common Stock 320 2080 D Stock Grant 0 2007-07-25 2015-07-25 Common Stock 320 2080 D Stock Option 4.34 2004-11-15 2014-11-15 Common Stock 2259 2080 D Stock Option 4.34 2005-11-15 2014-11-15 Common Stock 2260 2080 D Stock Option 6.68 2004-07-25 2015-07-25 Common Stock 11481 2080 D Stock Option 6.68 2005-07-25 2015-07-25 Common Stock 5741 2080 D Stock Option 6.68 2006-07-25 2015-07-25 Common Stock 5741 2080 D Stock Option 6.68 2007-07-25 2015-07-25 Common Stock 5741 2080 D Amended to refelect exercise of options and subsequent sale. Eric V. Johnson 2004-08-09 -----END PRIVACY-ENHANCED MESSAGE-----