-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OA1LWkCmfAoQIkFo+JvD/gOu+UlVxb6vnE4G7+KDXtZtso98IJR2y8gzkjzyhLg/ IQwHqh72Aypu8nrrpITo4A== 0001202242-04-000004.txt : 20040402 0001202242-04-000004.hdr.sgml : 20040402 20040402190949 ACCESSION NUMBER: 0001202242-04-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON ERIC V CENTRAL INDEX KEY: 0001202242 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 04715417 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 3235563226 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 johnsonform5_ex.xml X0201 5 2004-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001202242 JOHNSON ERIC V 4800 WILSHIRE BLVD LOS ANGELES CA 90010 0 1 0 0 Chief Retail Banking Officer Common Stock 2003-08-04 2003-08-04 5 A 0 320 6.68 A 1760 D Common Stock 2003-11-17 2003-11-17 5 A 0 480 4.34 A 1760 D Stock Grant 4.34 2004-11-15 2010-11-15 Common Stock 480 1760 D Stock Grant 4.34 2005-11-15 2010-11-15 Common Stock 480 1760 D Stock Option 4.34 2003-11-15 2010-11-15 Common Stock 6777 1760 D Stock Option 4.34 2004-11-15 2010-11-15 Common Stock 2259 1760 D Stock Option 4.34 2005-11-15 2010-11-15 Common Stock 2260 1760 D Stock Grant 6.68 2004-07-25 2012-07-25 Common Stock 320 1760 D Stock Grant 6.68 2005-07-25 2012-07-25 Common Stock 320 1760 D Stock Grant 6.68 2006-07-25 2012-07-25 Common Stock 320 1760 D Stock Grant 6.68 2007-07-25 2012-07-25 Common Stock 320 1760 D Stock Option 6.68 2003-07-25 2012-07-25 Common Stock 5740 1760 D Stock Option 6.68 2004-07-25 2012-07-25 Common Stock 5741 1760 D Stock Option 6.68 2005-07-25 2012-07-25 Common Stock 5741 1760 D Stock Option 6.68 2006-07-25 2012-07-25 Common Stock 5741 1760 D Stock Option 6.68 2007-07-25 2012-07-25 Common Stock 5741 1760 D Eric V. Johnson 2004-02-14 -----END PRIVACY-ENHANCED MESSAGE-----