0001181431-13-008761.txt : 20130212 0001181431-13-008761.hdr.sgml : 20130212 20130212181208 ACCESSION NUMBER: 0001181431-13-008761 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUDSON PAUL C CENTRAL INDEX KEY: 0001206237 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 13598754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd368628.xml ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP X0306 5 2012-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001206237 HUDSON PAUL C 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 1 Director/ Employee Common Stock 28826 D Common Stock 2832 D Common Stock 13890 D Common Stock 19231 D Employee Stock Ownership Plan Common Stock 17912 17912 D These shares are directly held in brokerage accounts. These shares are held directly. These shares are held directly in an IRA for Paul Hudson. These shares are held in the Employee Stock Ownership Plan (ESOP). On July 2, 2012, an investment of Capital was made in exchange for common stock. \s\ Daniele C. Johnson, Attorney-as-in-fact 2013-02-12