0001181431-13-008031.txt : 20130208 0001181431-13-008031.hdr.sgml : 20130208 20130208171629 ACCESSION NUMBER: 0001181431-13-008031 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON ROBERT C JR CENTRAL INDEX KEY: 0001219803 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 13587841 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5/A 1 rrd369676.xml ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP X0306 5/A 2012-12-31 2013-02-08 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001219803 DAVIDSON ROBERT C JR 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 356 D Common Stock 804 D Common Stock 5000 D Common Stock 19231 D Stock Option (Right to Buy) 6.00 2010-01-21 2020-01-21 Common Stock 1250 1250 D Stock Option (Right to Buy) 10.4900 2008-03-19 2013-03-19 Common Stock 1428 1428 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D The shares are held in the name of the "Robert and Alice Davidson Trust." The Board of Directors granted this Stock Option, Right to Buy. The Stock Option vests upon granting. On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of the "Robert and Alice Davidson Trust." \s\ Daniele C. Johnson, Attorney-as-in-fact 2013-02-08