0001181431-13-007995.txt : 20130208
0001181431-13-007995.hdr.sgml : 20130208
20130208163508
ACCESSION NUMBER: 0001181431-13-007995
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130208
DATE AS OF CHANGE: 20130208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS VIRGIL P
CENTRAL INDEX KEY: 0001208204
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 13587383
BUSINESS ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 3235563231
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
5
1
rrd369654.xml
ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP
X0306
5
2012-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208204
ROBERTS VIRGIL P
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
5806
D
Common Stock
3917
D
Common Stock Purchase
19231
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
These shares are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
These Stock Options, Right to Buy vest in five equal installments, each year on January 21.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."
\s\ Daniele C. Johnson, Attorney-as-in-fact
2013-07-08