0001181431-12-039672.txt : 20120705
0001181431-12-039672.hdr.sgml : 20120704
20120705142804
ACCESSION NUMBER: 0001181431-12-039672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MADDOX ALBERT O
CENTRAL INDEX KEY: 0001208203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 12947908
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
rrd350368.xml
CHANGE IN BENEFICIAL OWNERSHIP
X0306
4
2012-07-02
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208203
MADDOX ALBERT O
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
15894
D
Common Stock Purchase
2012-07-02
2012-07-02
4
P
0
19231
1.30
D
19231
D
Stock Option (Right to Buy)
6.00
2010-01-21
2010-01-21
5
A
0
1250
6.00
A
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
These shares are held in the Albert Maddox and Deloise Maddox trust.
This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2012-07-05