0001181431-12-005761.txt : 20120203
0001181431-12-005761.hdr.sgml : 20120203
20120203163220
ACCESSION NUMBER: 0001181431-12-005761
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS VIRGIL P
CENTRAL INDEX KEY: 0001208204
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 12570378
BUSINESS ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 3235563231
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
5
1
rrd332502.xml
ANNUAL STATEMENT OF OWNERSHIP
X0304
5
2011-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208204
ROBERTS VIRGIL P
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
5806
D
Common Stock
3917
D
Stock Option (Right to Buy)
6.00
2010-01-21
2010-01-21
5
A
0
1250
6.00
A
2010-01-21
2020-01-21
Common Stock
1250
4909
D
Stock Option (Right to Buy)
8.19
2007-09-19
2012-09-19
Common Stock
1784
1784
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
3659
D
These are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
The Board of Directors granted this Stock Option on January 21, 2009 and it will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2012-02-02