0001181431-11-028092.txt : 20110509
0001181431-11-028092.hdr.sgml : 20110509
20110509142026
ACCESSION NUMBER: 0001181431-11-028092
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110121
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MEDINA DANIEL A
CENTRAL INDEX KEY: 0001208200
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 11822694
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4/A
1
rrd310925.xml
CHANGE IN BENEFICIAL OWNERSHIP
X0303
4/A
2011-01-21
2011-02-03
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208200
MEDINA DANIEL A
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
695
D
Common Stock
6100
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
3125
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
Held directly in the name of Daniel Medina
Held in the trust of Daniel Medina and Laura Martin.
The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. The Board voted against granting this Stock Option Grant for January 21, 2011.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2011-05-09