0001181431-11-028091.txt : 20110509
0001181431-11-028091.hdr.sgml : 20110509
20110509142004
ACCESSION NUMBER: 0001181431-11-028091
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110121
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MADDOX ALBERT O
CENTRAL INDEX KEY: 0001208203
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 11822692
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4/A
1
rrd310924.xml
CHANGE IN BENEFICIAL OWNERSHIP
X0303
4/A
2011-01-21
2011-02-03
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208203
MADDOX ALBERT O
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
15894
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
3125
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
These shares are held in the Albert Maddox and Deloise Maddox trust.
This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and renews each year on January 21. It is vested upon granting. The Board voted against granting this Stock Option Grant for January 21, 2011.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2011-05-09