0001181431-11-028087.txt : 20110509
0001181431-11-028087.hdr.sgml : 20110509
20110509141912
ACCESSION NUMBER: 0001181431-11-028087
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110121
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHAN KELLOGG
CENTRAL INDEX KEY: 0001208205
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 11822689
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4/A
1
rrd310918.xml
CHANGE IN BENEFICIAL OWNERSHIP
X0303
4/A
2011-01-21
2011-02-03
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208205
CHAN KELLOGG
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
39014
D
Common Stock
1000
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
3125
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. The Board voted against granting this Stock Option Grant for January 21, 2011.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2011-05-09