-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7nVi/kri/2koM3uie6UHW/oFgDC25dyGeS9Qm8NdrRQAfqFyslWVQe0UDCPibCH EjsgD72rHhkGHvDZyXuMTQ== 0001181431-11-007207.txt : 20110203 0001181431-11-007207.hdr.sgml : 20110203 20110203181205 ACCESSION NUMBER: 0001181431-11-007207 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS VIRGIL P CENTRAL INDEX KEY: 0001208204 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 11571891 BUSINESS ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 3235563231 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd298584.xml ANNUAL STATEMENT OF OWNERSHIP X0303 5 2010-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208204 ROBERTS VIRGIL P 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 5806 D Common Stock 3917 D Stock Option (Right to Buy) 6.00 2010-01-21 2010-01-21 5 A 0 1250 6.00 A 2010-01-21 2020-01-21 Common Stock 1250 4909 D Stock Option (Right to Buy) 8.19 2007-09-19 2012-09-19 Common Stock 1784 1784 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 3659 D These are shares held in the name of Virgil P. Roberts and Brenda Roberts, spouse. The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board. \s\ Daniele C. Johnson, Attorney-as-in-fact 2011-02-03 -----END PRIVACY-ENHANCED MESSAGE-----