-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4TCDpuMtMc0DRICaDojiBk4U9Ctyv1PDTZ/DBMHjdXEfLjbFRiIfWVVTfw7UR/Y zJPlfeQlAADPlDXfEjZ+JQ== 0001181431-11-007175.txt : 20110203 0001181431-11-007175.hdr.sgml : 20110203 20110203172554 ACCESSION NUMBER: 0001181431-11-007175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110121 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leon Javier CENTRAL INDEX KEY: 0001390270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 11571576 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd299872.xml CHANGE IN BENEFICIAL OWNERSHIP X0303 4 2011-01-21 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001390270 Leon Javier 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Stock Option (Right to Buy) 2.47 2011-01-21 2011-01-21 4 A 0 3036 6.00 A 2011-01-21 2021-01-21 Common Stock 3036 6161 D Stock Option (Right to Buy) 6.00 2010-01-21 2020-01-21 Common Stock 1250 3125 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests on grant date and the price to purchase matches that of the grant date. \s\ Daniele C. Johnson, Attorney-as-in-fact 2011-02-03 -----END PRIVACY-ENHANCED MESSAGE-----