-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxjGzv6JzkgHHNSJ5uRIOxe5VD0rdmpS0ZkphveRTIJddmv71zPIJowHSv82E1X1 z9XTTzExUafXObm4Ce2D+A== 0001181431-11-007173.txt : 20110203 0001181431-11-007173.hdr.sgml : 20110203 20110203172506 ACCESSION NUMBER: 0001181431-11-007173 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDOX ALBERT O CENTRAL INDEX KEY: 0001208203 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 11571556 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd298575.xml ANNUAL STATEMENT OF OWNERSHIP X0303 5 2010-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208203 MADDOX ALBERT O 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 15894 D Stock Option (Right to Buy) 6.00 2010-01-21 2010-01-21 5 A 0 1250 6.00 A 2010-01-21 2020-01-21 Common Stock 1250 1250 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D These shares are held in the Albert Maddox and Deloise Maddox trust. This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting. \s\ Daniele C. Johnson, Attorney-as-in-fact 2011-02-02 -----END PRIVACY-ENHANCED MESSAGE-----