-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ScjLjXE7OBgd3sC//LCSXYL0+XmKEOy7lOshf0lXb6ry9Gtl5L1oOzKyz9KfUgEG 6DsqMrR1fqKjg3681iFzqw== 0001181431-11-007094.txt : 20110203 0001181431-11-007094.hdr.sgml : 20110203 20110203162124 ACCESSION NUMBER: 0001181431-11-007094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110121 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEDINA DANIEL A CENTRAL INDEX KEY: 0001208200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 11570637 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd299813.xml CHANGE IN BENEFICIAL OWNERSHIP X0303 4 2011-01-21 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208200 MEDINA DANIEL A 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 695 D Common Stock 6100 D Stock Option (Right to Buy) 2.47 2011-01-21 2011-01-21 4 A 0 3036 2.47 A 2011-01-21 2021-01-21 Common Stock 3036 6161 D Stock Option (Right to Buy) 6.00 2010-01-21 2020-01-21 Common Stock 1250 3125 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D Held directly in the name of Daniel Medina Held in the trust of Daniel Medina and Laura Martin. The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. \s\ Daniele C. Johnson, Attorney-as-in-fact 2011-02-03 -----END PRIVACY-ENHANCED MESSAGE-----