-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuhQb9Og4jBfcKRzMUFqGGFIHfaIDjHbQmDr68EDmN4D4tgely9mdMK+UNdZU07X yR4t/Nn5hiT7PlMmHRI7tg== 0001181431-10-007591.txt : 20100209 0001181431-10-007591.hdr.sgml : 20100209 20100209131347 ACCESSION NUMBER: 0001181431-10-007591 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLOGG CENTRAL INDEX KEY: 0001208205 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 10583326 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd264752.xml ANNUAL STATEMENT OF OWNERSHIP X0303 5 2009-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208205 CHAN KELLOGG 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 39014 D Common Stock 1000 D Stock Option (Right to Buy) 4.00 2009-01-21 2009-01-21 5 A 0 1875 4.00 A 2009-01-21 2019-01-21 Common Stock 1875 1875 D The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. \s\ Daniele C. Johnson, Attorney-as-in-fact 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----