-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8sm+2Fpstj9BlW2b8L2u2sPG6YCVet/gR/+FKuWBfohtKB3o/zeCclnpve2+wPa NPa0jsl0YvXs4X9stwrp1A== 0001181431-10-007554.txt : 20100209 0001181431-10-007554.hdr.sgml : 20100209 20100209123650 ACCESSION NUMBER: 0001181431-10-007554 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEDINA DANIEL A CENTRAL INDEX KEY: 0001208200 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 10583184 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd265063.xml ANNUAL STATEMENT OF OWNERSHIP X0303 5 2009-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208200 MEDINA DANIEL A 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 695 D Common Stock 6100 D Stock Option (Right to Buy) 4.00 2009-01-21 2009-01-21 5 A 0 1875 4.00 A 2009-01-21 2019-01-21 Common Stock 1875 1875 D Stock Option (Right to Buy) 4.3400 2005-11-15 2010-11-15 Common Stock 1000 1000 D Held directly in the name of Daniel Medina Held in the trust of Daniel Medina and Laura Martin. On November 15, 2000 the Board of Directors granted 1,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $4.3400 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on November 15. The options are fully exercisable on November 15, 2005 but if not exercised, expire on November 15, 2010 or upon termination of directorship. The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting. \s\ Daniele C. Johnson, Attorney-as-in-fact 2010-02-04 -----END PRIVACY-ENHANCED MESSAGE-----