-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JxBWc5oYwNig4w4nUn9N9y+lMvUe8E7/LAU/cdkrOlzxDr417bvORN+n/i0Cki3n x9/cv5Oajyw7DHEz8wkAMA== 0001181431-10-007547.txt : 20100209 0001181431-10-007547.hdr.sgml : 20100209 20100209122055 ACCESSION NUMBER: 0001181431-10-007547 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradshaw Wayne-Kent A. CENTRAL INDEX KEY: 0001456220 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 10583110 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd264751.xml ANNUAL STATEMENT OF OWNERSHIP X0303 5 2009-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001456220 Bradshaw Wayne-Kent A. 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 1 0 0 Chief Operating Officer/Pres. Stock Option (Right to Buy) 4.98 2009-03-18 2009-03-18 5 A 0 75000 4.98 A 2014-03-18 2019-03-18 Common Stock 75000 75000 D On March 18, 2009 the Board of Directors granted 75,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $4.98 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on March 18. The options are fully exercisable on March 18, 2014 but if not exercised, expire on March 18, 2019 or upon termination of employment. \s\ Daniele C. Johnson, Attorney-as-in-fact 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----