-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWu3hHXi+kVMepiJWbpEuFg7x/gDyik9WSXnWVBo251w0YupCs+lsPrur64khmE4 Le0xGybofDJTadV2G/iqNg== 0001181431-09-021770.txt : 20090430 0001181431-09-021770.hdr.sgml : 20090430 20090430134045 ACCESSION NUMBER: 0001181431-09-021770 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081022 FILED AS OF DATE: 20090430 DATE AS OF CHANGE: 20090430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarpong Sam CENTRAL INDEX KEY: 0001378388 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 09782500 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 rrd240929.xml STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP X0303 4/A 2008-10-22 2009-03-26 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001378388 Sarpong Sam 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 0 1 0 0 Chief Financial Officer Common Stock 1200 D Stock option grant (right to buy) 5.95 2008-10-22 4 A 0 15000 5.95 A 2013-10-22 2018-10-22 Common Stock 15000 0 D Stock option (right to buy) 13.11 2009-04-21 2014-04-21 Common Stock 10000 8000 D Stock option (right to buy) 10.25 2011-05-24 2016-05-24 Common Stock 15000 6000 D Stock Grant 10.25 2011-05-24 2016-05-24 Common Stock 3000 0 D This stock option (right to buy) will vest at 20% each year for each of the following years. Of these securites, this is the amount vested at this time. Of these securites, this is the amount vested at this time. \s\ Daniele C. Johnson, Attorney-as-in-fact 2009-04-30 -----END PRIVACY-ENHANCED MESSAGE-----