-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgDd4xJdDQILfSgqvHfvTfBJUxMgRUWJfhmnJqCzd4hd1XRUrRazorf4viUVDoX8 RxLerH4EgzY7KF10tbn8pg== 0001181431-09-021630.txt : 20090429 0001181431-09-021630.hdr.sgml : 20090429 20090429185224 ACCESSION NUMBER: 0001181431-09-021630 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090121 FILED AS OF DATE: 20090429 DATE AS OF CHANGE: 20090429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leon Javier CENTRAL INDEX KEY: 0001390270 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 09780569 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 rrd240919.xml STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP X0303 4/A 2009-01-21 2009-04-27 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001390270 Leon Javier 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Stock Option (Right to Buy) 4.00 2009-01-21 4 A 0 7500 4.00 A 2009-01-21 2019-01-21 Common Stock 7500 7500 D This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting. This stock option grant will renew each year on January 21, 2009 until the Board of Directors discontinues the renewal. \s\ Daniele C. Johnson, Corporate Secretary, Attorney-as-in-fact 2009-04-29 -----END PRIVACY-ENHANCED MESSAGE-----