-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlesnXStXHIFtxF58UQwUHp4NGV72ft6H/vD3JsDHxeAIKyzmwxnKz+IqL/RE9Aw +vmQaV3eg6RKRrFHfRCsew== 0001181431-09-017517.txt : 20090326 0001181431-09-017517.hdr.sgml : 20090326 20090326205546 ACCESSION NUMBER: 0001181431-09-017517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090326 FILED AS OF DATE: 20090326 DATE AS OF CHANGE: 20090326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarpong Sam CENTRAL INDEX KEY: 0001378388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 09707922 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd237577.xml STOCK OPTION GRANT X0303 4 2009-03-26 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001378388 Sarpong Sam 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 0 1 0 0 Chief Financial Officer Common Stock 1200 D Stock Option Plan (right to buy) 5.9500 2008-10-22 2009-10-22 4 A 0 15000 5.95 A 2018-10-22 Common Stock 15000 1200 D Stock Option (right to buy) Holding 13.1100 2014-04-21 Common Stock 10000 10000 D Stock option (right to buy) Holding 10.2500 2016-05-24 Common Stock 15000 15000 D Stock Grant 10.2500 2016-05-24 Common Stock 1800 1800 D The stock option grant vests in five equal annual installments beginning 10/22/2009. This expires according to the details of the 2008 Long Term Incentive Plan. Granted 10,000 options on 04/21/2004 and vests in 5 equal annual installments Granted 15,000 options on 05/24/2006 and vests in 5 equal annual installments Granted 3000 shares of stock vesting in 5 equal annual installments beginning 05/24/2016. Daniele C. Johnson, Attorney as-in-fact 2009-03-26 -----END PRIVACY-ENHANCED MESSAGE-----