-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NnFZKKe1jJWHdP9OQuCxaGv4yUG3jJngeHLnDkRcaH2lNeqnknaYxzoeCqWf+jFB hhrFuwr6fdigYgiioofDhg== 0001181431-09-016533.txt : 20090319 0001181431-09-016533.hdr.sgml : 20090319 20090319184806 ACCESSION NUMBER: 0001181431-09-016533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081217 FILED AS OF DATE: 20090319 DATE AS OF CHANGE: 20090319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leon Javier CENTRAL INDEX KEY: 0001390270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 09694281 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd237987.xml STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP X0303 4 2008-12-17 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001390270 Leon Javier 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Employee Stock Option (right to buy) 5.08 2008-12-17 4 A 0 7500 0 A 2009-12-17 Common Stock 7500 7500 D This is an ongoing stock option grant to each director beginning December 17, 2009 and terminates upon board approval. This stock option grant follows the 2008 Long Term Incentive Plan Agreement. This is an ongoing annual stock option grant to each director beginning December 17, 2009 and terminates upon board approval. /s/ Daniele C. Johnson, Attorney-as-in-fact 2009-03-19 -----END PRIVACY-ENHANCED MESSAGE-----