-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kv9XFvxHTkKPOrMJvKRJS7XEy0x9QIz8cEvc5WVoyMbKqAxqihE3FL6x3IT01UxY p52hbzj5OeUWXH0bt6hHlg== 0001181431-07-071849.txt : 20071128 0001181431-07-071849.hdr.sgml : 20071128 20071128113210 ACCESSION NUMBER: 0001181431-07-071849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071127 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLOGG CENTRAL INDEX KEY: 0001208205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 071270551 BUSINESS ADDRESS: BUSINESS PHONE: 3235563231 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd180051.xml CHANGE IN BENEFICIAL OWNERSHIP X0202 4 2007-11-27 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208205 CHAN KELLOGG 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 2007-11-27 2007-11-28 4 P 0 300 7.68 D 32090 D Common Stock Common Stock 31790 32090 D These are non-restricted shares. These shares may be exercised at any time. These shares do not expire. \s\ Daniele C. Johnson, Corporate Secretary, Attorney as-in-fact 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----