-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEu1jXGSlHzXV9WQVXfdjgzL7K+Ge0BwlocFnqz8Ubc0cKMakLCoJGLfSSPsdcEd jLdq4Yg9GqEitjgC9RUgSg== 0001181431-06-068434.txt : 20061208 0001181431-06-068434.hdr.sgml : 20061208 20061208132054 ACCESSION NUMBER: 0001181431-06-068434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061208 DATE AS OF CHANGE: 20061208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEYWOOD JOHNATHAN E CENTRAL INDEX KEY: 0001204443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 061265035 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd138452.xml SALE SIMPLE X0202 4 2006-10-17 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001204443 HEYWOOD JOHNATHAN E 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 0 1 0 0 SVP/Chief Loan Officer Common Stock 2006-10-17 4 S 0 1800 10.50 D 600 D Common Stock 2006-11-29 4 M 0 12000 6.676 A 12600 D Common Stock 2006-11-29 4 S 0 1700 11.0912 D 10900 D Common Stock 2006-11-30 4 S 0 800 11.10 D 10100 D Common Stock 2006-11-30 4 S 0 3000 10.95 D 7100 D Common Stock 2006-12-01 4 S 0 400 10.95 D 6700 D Common Stock 2006-12-04 4 S 0 900 10.95 D 5800 D Common Stock 2006-12-04 4 S 0 15 11 D 5785 D Common Stock 2006-12-04 4 S 0 400 11.1 D 5385 D Common Stock 2006-12-07 4 S 0 700 10.61 D 4685 D Common Stock 2006-12-07 4 S 0 99 10.64 D 4586 D Common Stock 2006-12-07 4 S 0 99 10.63 D 4487 D Common Stock 2006-12-07 4 S 0 99 10.62 D 4388 D Common Stock 2006-12-07 4 S 0 3 10.60 D 4385 D Common Stock 2006-12-07 4 S 0 98 10.61 D 4287 D Common Stock 2006-12-07 4 S 0 497 10.60 D 3790 D Employee Stock Option (Right to Buy) 6.676 2006-11-29 4 M 0 12000 6.676 D 2012-07-25 Common Stock 12000 20000 D Option vests in five equal annual installments beginning on 07/25/2003. \s\ Daniele C. Johnson, Corporate Secretary, Attorney as-in-fact 2006-12-07 -----END PRIVACY-ENHANCED MESSAGE-----